Search for: "CHARLES MERRILL"
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27 Oct 2008, 8:19 pm
From a press release: Charles Merrill has filed papers with the U.S. [read post]
15 Jul 2020, 9:11 am
Continue Reading › The post Ex-Merrill Lynch Brokers Charles Kenahan & Dermod Cavanaugh Investigated for Alleged Churning After Over $200M in Losses appeared first on Investor Lawyers Blog. [read post]
19 Jul 2019, 2:50 pm
Merrill Lynch has paid $40,000,000 to settle a case involving Boston financial advisor Charles Kenahan. [read post]
27 Oct 2023, 8:54 pm
Here is the text of my tribute to Alan Charles Kors, Professor of History, Emeritus at the University of Pennsylvania, delivered at the 2023 Philip Merrill Award dinner of the American Council of Trustees and Alumni. -- Robert P. [read post]
25 Jan 2021, 6:17 pm
Continue reading The post After Merrill Lynch Has Paid Over $66 Million to Settle Churning Allegations Against Former Broker Charles Kenahan, FINRA Has Barred Kenahan From the Industry. appeared first on Securities Arbitration Lawyer Blog. [read post]
28 Aug 2018, 6:51 am
According to BrokerCheck records financial advisor Charles Kenahan (Kenahan), currently employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) has been subject to four customer complaints. [read post]
26 Jan 2021, 11:48 am
Boston Broker Charles Kenahan, of Merrill Lynch, Barred after Customer Suits Allege Excessive Trades/Churning and Unsuitable Investments Former Merrill Lynch Broker, Charles Kenahan, of Boston, MA was reportedly barred this week after he failed to provide testimony in FINRA’s investigation into customer complaints regarding Kenahan’s sales practices. [read post]
3 Oct 2018, 9:45 am
The securities attorneys at Gana Weinstein LLP are currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merill Lynch) broker Charles Kenahan (Kenahan). [read post]
6 Aug 2020, 9:08 am
Financial Advisor Charles Kenahan, Merrill Lynch, Boston, MA New Hampshire Investigates Merrill Lynch & Charles Kenahan regarding $80 million in customer complaints. [read post]
10 Dec 2020, 10:38 am
Miller Stern Lawyers – 410-Law-Firm is currently investigating clients of Merrill Lynch and Charles Kenahan and Dermond Cavanaugh who are may be victims of, and suffered damages and losses, due to abuses such as churning, beach of fiduciary duty, overcharging , and unauthorized trading. [read post]
10 Aug 2018, 11:07 am
Broker Charles Ernest Kenahan (CRD #1351974) is a broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Boston, MA, registered since 12/7/2007. [read post]
10 Dec 2020, 7:49 am
Former Merrill Advisor Charles Kenahan Accused of Churning, Excessive Commissions and Unauthorized Trades The New Hampshire Bureau of Securities Regulation reportedly reached a $26 million settlement with Merrill Lynch this week over allegations of failure to supervise former financial advisor Charles Kenahan (CRD#: 1351974) of Boston, MA. [read post]
21 Jul 2009, 9:33 am
Merrill to win a reversal of the IRS's refusal to let him file joint returns with his then-domestic partner for tax years 2004 and 2005.I previously posted on this case here. [read post]
21 Nov 2015, 4:08 am
A former Merrill Lynch team with $500 million in client assets has launched an independent practice with Focus Financial Partners, the firm said.Advisors Paul Squarcia and Erik Wallin have opened a new RIA, One Charles Private Wealth, in Hingham, Mass., according to Focus Financial.The firm was launched through Focus Independence, a program designed to help wirehouse advisors open independent wealth management practices, the firm says.Merrill Advisors With $500M Go Indy | IAG… [read post]
29 Oct 2008, 1:55 am
Charles Merrill, cousin of the founder of Merrill Lynch, has filed a challenge in the US Tax Court against the Defense of Marriage Act (DOMA). [read post]
5 Nov 2007, 5:42 am
Fink may be closer to taking the reins at Merrill Lynch. [read post]
9 Jul 2014, 1:53 pm
Authorities believe Charles Hancock was killed when the plane he was flying is believed to have crashed just after takeoff at Merrill Field around 8:30 Wednesday morning. [read post]
22 Jul 2019, 9:57 am
Kenahan – Merrill Lynch, Boston MA According to an article in CNBC on Friday, Merrill Lynch reportedly paid a whopping $40 million settlement to a customer who alleged his broker, Charles E. [read post]
14 Jul 2009, 3:34 am
From my prior post, Charles Merrill Raises First Amendment Challenge to DOMA in Tax Court: Charles Merrill has filed papers with the U.S. [read post]
31 May 2016, 7:03 am
Karp, Charles E. [read post]
